Warhol Foundation Lawyers Quash Antitrust Lawsuit

The closely watched federal lawsuit in which a private collector is suing the Andy Warhol Foundation and its subsidiary Art Authentication Board is about to reach an abrupt and unexpected end. The London-based American Joe Simon, whose 2007 complaint challenges the Authentication Board’s rejection of the authenticity of the 1964 Warhol self-portrait that he owns, says that he and his lawyer, Seth Redniss of New York, will withdraw from the case at the next hearing.

The biggest legal brawl in the art world is coming to a crashing halt

NEW YORK—The closely watched federal lawsuit in which a private collector is suing the Andy Warhol Foundation and its subsidiary Art Authentication Board is about to reach an abrupt and unexpected end. Joe Simon, the London-based American whose 2007 complaint challenges the board’s rejection of the authenticity of the 1964 Warhol self-portrait that he owns, says that he and his lawyer, Seth Redniss of New York, will withdraw from the case at the next hearing, scheduled for November 10 in federal court in the Southern District of Manhattan. A parallel lawsuit in which Redniss is counsel, filed last year by U.S. collector Susan Shaer after the rejection of a self-portrait from the same series, also will be dropped, says Simon.

Warhol self-portrait, 1964, twice rejected by the foundation's authentication board.
Warhol self-portrait, 1964, was twice rejected by the foundation’s authentication board.

IN VIEW learned of the decision over the weekend and obtained a statement from Simon, in which he cites a lack of “financial resources” to continue the case, as well as the Warhol Foundation’s threat of punitive countersuits. The full text of Simon’s statement is below. Redniss declined to comment when contacted by telephone, and lawyers for the Warhol Foundation could not be immediately reached.

“The case is done,” says Simon. “I can’t do it anymore.” The reason is that Redniss, who has been working for years without pay in exchange for a percentage of a prospective settlement, is unable to respond to the numerous motions filed by lawyers for the Warhol Foundation. Simon says he does not have funds to hire additional counsel and is unable to enlist other firms willing to work on contingency.

Simon and others had hoped that the lawsuit would uncover the committee’s secretive deliberations and open the door to claims that could result in reassessment of numerous rejected works, potentially resulting in many millions of dollars worth of art being reinstated in the Warhol canon. The stakes are extremely high. The auction record for a Warhol is $71.7 million paid for his 1963 Green Car Crash silkscreen canvas at Christie’s in May 2007.

Simon’s complaint further alleged that the Warhol Foundation and its authentication board engaged in an illegal conspiracy to control the Warhol market by limiting the number of approved Warhols, and thereby increasing the rarity and value of the hundreds of works owned and sold by the foundation. They sought damages and an injunction against the Warhol Foundation, the authentication board, the Warhol estate, and executor Vincent Fremont — the sales representative for the foundation’s paintings — alleging antitrust violations, collusion and fraud.

That broad allegation would have been difficult to prove, but Simon has presented compelling evidence to support the more limited claim that his Warhol should be deemed authentic. Last year Redniss revealed that Warhol himself deemed the self-portrait an autograph work. An identical red silkscreen self-portrait from the same series was signed by Warhol in 1969 and dedicated to his Swiss dealer Bruno Bischofberger, who owned it at the time. The painting not only was included in the 1970 catalogue raisonné of Warhol’s paintings and works on paper from 1960 to 1967, compiled by art historian Rainer Crone in collaboration with the artist — it was reproduced in color on the dust jacket.

A work from the series was reproduced on the dust jacket of the 1970 Warhol catalogue raisonne.
A work from the series was reproduced on the dust jacket of the 1970 Warhol catalogue raisonne.

Nevertheless, the authentication board twice rejected that painting, in 2003 and 2005. Simon’s work from the same series was rejected in 2003 and again in 2004 when he re-submitted it with additional supporting material. The series — believed to total 12 canvases — was produced by an associate of Warhol’s who was given acetates of the image by the artist and authorized to manufacture paintings in exchange for the loan of video equipment. The authentication board claims that although the Bischofberger painting was signed, dated, and dedicated by Warhol, the work and others in the series are not genuine Warhols because they were produced without the artist’s direct supervision and by commercial printers with whom he never worked.

Members of Warhol’s circle and experts in the artist note that he adopted industrial production techniques that challenged traditional concepts of authorship. They maintain that he considered such work authentic, and that the authentication board is wrong to reject them. Redniss believes that the evidence “definitively establishes that Warhol knew about Joe Simon’s painting and the series it was from and that he considered it an authentic work.” But it now appears that the case will close without the court deciding the merits of the art historical evidence.

The abandonment of the case will disappoint other owners who believe their alleged Warhol works were unfairly rejected by the board. One of them is London dealer Anthony d’Offay, who owns the signed and dedicated self-portrait from the series. He offered the work along with more than 230 other Warhols and hundreds of other contemporary works in a 2008 gift and sale to the British nation. The self-portrait was withdrawn owing to the authentication board’s rejection, though the Tate, which jointly manages the d’Offay collection with the National Galleries of Scotland, stated, “We ourselves have no reason to doubt the authenticity of this painting.”

The Warhol Foundation will likely argue that it won on the merits, but the case is an example of how money, power, and legal expertise can often dictate the course of lawsuits in the U.S. justice system. The Warhol Foundation, which reported assets of $309 million in 2008 tax filings, hired the preeminent antitrust lawyer in the country, David Boies of Boies Schiller & Flexner, who teamed up with other firms to outman and outmaneuver the sole practitioner Redniss and his co-counsel, the small New York and Los Angeles litigation firm Browne Woods George, LLP.

Boies, who is described by Fortune magazine as “corporate America’s No. 1 hired gun,” represented the FDIC in recovering losses during the savings and loan scandal, won a $4 billion antitrust settlement from Visa and Mastercard for American Express, and a $512 million class-action settlement against Christie’s and Sotheby’s for price fixing. His other clients have included Al Gore after the 2000 election, the U.S. in its antitrust claims against Microsoft, and also IBM, Napster, and filmmaker Michael Moore. His team battered the Warhol plaintiffs with motions to which they were unable to respond within court deadlines. Simon says the tactic was “like waterboarding.” Redniss kept pace with the case until August when he and Simon dismissed Browne Woods George for failing to perform certain duties, says Simon. On September 16, Redniss asked the court for 30 days to find another co-counsel. Unable to enlist a replacement, he last week filed a motion to withdraw counsel that the judge is expected to grant at the November hearing.

Had Simon limited his complaint to arguing his painting’s authenticity, the case stood a better chance of moving forward. The court would have heard testimony from Warhol’s associates and other experts, and the authentication board might have been compelled to reverse or modify its determination, as it did recently concerning Warhol-type Brillo boxes made in Sweden that the committee labeled authentic until evidence revealed that they were manufactured posthumously. Instead, Simon and Redniss accused the defendants of antitrust violations and fraud that could have resulted in penalties and a larger payout. Threatened with a potentially catastrophic liability, the Warhol Foundation deployed its financial might to quash the claim, hiring batteries of skilled lawyers who successfully prevented the authenticity claim from being tried.

Warhol Foundation officials had argued that the lawsuit was frivolous and would detract from its ability to fulfill its charitable function. (The foundation distributed more than $16 million in cash to arts institutions and individuals in 2008, making it one of the biggest funders in the art world.) It is not known how many millions of dollars were spent combating Simon’s claim. But foundation lawyers in 2007 filed a counterclaim against Simon and Redniss seeking repayment of fees and have moved for sanction under a rule of civil procedure that provides that a district court may sanction attorneys or parties who submit pleadings for an improper purpose or that contain frivolous arguments or arguments that have no evidentiary support. “They’re threatening our legal team,” says Simon. “They threatened to take my lawyer’s apartment away.” He added, “I’m broke — completely broke.”

During the September hearing, judge Andrew J. Peck noted that Simon is impecunious and that if foundation lawyers sought sanctions it would only be “to get the psychic satisfaction of a piece of paper from the Court that says ‘judgment entered for defendants of $1 million in attorney’s fees’ that you or the Warhol estate can frame and put up on the wall like a trophy.” That, he said “seems silly.” What is more likely is that the Warhol Foundation will propose a settlement withdrawing the countersuit in exchange for Simon’s absolving the Warhol Foundation and its authentication board of any liability or wrongdoing, taking down his Web site (myandywarhol.com), and agreeing not to speak about the matter with the press. Even if Simon rejects the offer, the Warhol Foundation will have prevailed, although the place of the self-portrait series will remain in art historical limbo.

Jason Edward Kaufman


Joe Simon with the silkscreen of Warhol. (photo by Nick Rhodes)
Joe Simon with the silkscreen of Warhol. (photo by Nick Rhodes)

Joe Simon, the plaintiff in the case, submitted the following statement to IN VIEW on October 23, 2010. He argues that the merits of the case stand despite his and his attorney’s need to withdraw the complaint:

My attorney Seth Redniss has been trying to fight three major law firms, including Boies Schiller LLP on two continents.  The Warhol Foundation has already spent several million dollars defending what they continue to describe as a `frivolous’ suit –without putting so much as a dent in our argument that Warhol’s series of Red Self Portraits is authentic.

I firmly believe that my case is robust, and that I would prevail if it were to come to trial. Although I would like to continue, but as one attorney wrote “there is no law firm which could afford to go against this sort of legal team spending millions of dollars”. Since I lack the financial resources available to the ‘not for profit’, I can no longer continue with the case.

Aside from this, lawyers for the Warhol Foundation have been writing threatening emails to Seth Redniss.  One example, dated July 31, 2010 said, “I hope you have good malpractice insurance” This was extremely unhelpful, as Seth is a sole practitioner and I became concerned about his being under unnecessary personal pressure.

For depositions, I gathered together some of the world’s foremost Warhol scholars, as well as close colleagues of Warhol who worked with him during the period the series was created.  Other supporters of my case include distinguished historians and representatives from major auction houses and galleries.

Each agreed to testify on my behalf, not for payment of any kind, but for ethical and moral reasons. I truly believe that their opinions, stated under oath, and backed up by overwhelming documentary evidence would have resolved a relatively simple case.

Expert reports were prepared by Sarah Whitfield, a member of the Authentication Committees of Francis Bacon and Magritte; and Dr. Dietmar Elger, the Warhol scholar who curated the exhibition of Andy Warhol: Self Portraits.’  No other scholar has written so extensively on the subject.

In response, lawyers for the Foundation inundated the court with a mountain of legal paperwork in an effort to have them dismissed. Now, as at the beginning of the case the only real issue is the inarguable fact that Warhol signed, dated, and dedicated one picture from the same Red Self Portrait series as mine, and included it in a catalogue raisonne that was published, republished and revised several times during his lifetime.  As I have shown moreover, Warhol had dedicated the painting to his dealer Bruno Bischofberger and personally chose the painting for the catalogue’s cover.

And yet, instead of focusing on the facts, lawyers for the Foundation made sure that we were barely able to even discuss these points. In fact, as court papers will show, lawyers for the defendants had little interest in any issues relevant to the case.

Sadly, their tactics of creating entirely spurious diversions was successful in derailing the central issues and evidence at the heart of this action.

Dr. Rainer Crone, editor of Warhol’s 1970 [catalogue] raisonne, feels so strongly about this case that he flew from Germany to New York at his own expense for his deposition in support of the claims. He stated Andy Warhol personally chose the signed and dedicated red self portrait for the cover of the raisonne. Dr Crone had worked closely with Warhol on numerous books from 1968 until the artist’s death in 1987.

During the deposition of Warhol authentication board member Sally King-Nero, when asked who she felt had the highest level of expertise of Warhol’s 60’s works she replied, “I would start with Rainer Crone because he basically wrote the first catalogue raisonne of Warhol’s work.” Ms King-Nero added Bruno Bischofberger was a leading expert in Warhol’s 1960’s work.

Although each of the expert witnesses for the Warhol foundation was paid a considerable amount of money to write statements supporting of the Authentication Board’s decision to deny the authenticity of the Red Self Portrait Series, not one of them put forward a single argument credibly refuting these well-documented facts.

I hope you will invite Rena Wolf and John Tancock, authors of two of these witness statements to publish them so that independent scholars can respond.  This is exactly the kind of open debate I have always called for, and that the Authentication Board fears more than anything else.

Whatever else this case is about, it represents a sad day for art historical scholarship. The Foundation has used vast amounts of money to suppress open discussion about Warhol’s working methods in the 1960s.  What a terrible reflection on serious debate, that their lawyers have succeeded in silencing the voices of those who believe in the authenticity of the red self-portrait series, ensuring that art history will be written by those they have paid for their services.

Jason Edward Kaufman


11 Responses

  1. A while ago I blogged on this matter of authentication — dealing only and specifically with the Warhol Self Portrait in dispute. As a founder of Post Conceptual Art theory and artist who greatly revers Andy Warhol’s work, and has been inspired by him, I truly believe this self portrait is a Warhol based on the facts I know and what my eyes see.
    even created a portrait of Warhol, following the tenets of Post Conceptual UnGraven Image Art that pays homage to Andy Warhol and this self portrait.
    At the time and in that blog I did state that my only difference with the Warhol Foundation concerns the authentication of this one work in question. And, frankly, anyone can make a mistake, so the piece needs to be re-evaluated by the board in light of recent information.
    I had no idea that the lawsuit alleged an illegal conspiracy by the Warhol Foundation and board, which seems would include anti-trust violations and fraud.
    This is new to me, and frankly by my comment here I seek to make perfectly clear that I deeply respect the work of the Warhol Foundation, the grants and help it provides for artists and art institutions and the basically excellent job it does protecting and promoting the artistic legacy of Any Warhol.
    Perhaps I missed it, but the conversation and information that I saw on Mr. Simon’s website and elsewhere only had to do with the authentication of this one image, which would not naturally lead to a conspiracy theory in any way.
    I may be naive, but considering the basically steady climb in price that Andy Warhol’s works continue to enjoy, the idea that keeping one image from being recognized as authentic would somehow drive prices up based on scarcity seems like something out of a Saturday Night Live sketch at best. So if one Rembrandt, van Gogh, Monet or Picasso is de-authenticated then the prices of all the artists’ other works will rise? Gee, maybe I should get rid of one of my own works so my prices will soar, too.
    Or maybe not, since a question over just one work by an artist seems to be able to lead to a civil law suit that alleges conspiracy and major crimes.

  2. Who cares? Not anyone outside the self absorbed artscene. This is all about money, about investment and profit, and meaningless to humanity as a whole. And therefore, not art at all, but simple design on steroids. No more important than stamp collecting.

    art collegia delenda est
    fine art collegs must be destroyed

  3. There is a further story on drawings made by Francis Bacon in Italy for possible sculptures. Reagarding this case, it seems strange now when many artists just gives orders to others to make their artworks, and nobody thinks anything of it, except the Stuckists.

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Jason Edward Kaufman is an art historian and critic with expertise in museums and the international art world.

A complete list of past articles is available here.


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